Disclaimer

BNY ConvergEx Group, LLC in the United States comprises BNY ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC); LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); Eze Castle Transaction Services LLC (member FINRA/SIPC); BNY Jaywalk LLC and Eze Castle Software LLC. ConvergEx Global Markets is a division of G-Trade Services LLC, member of SIPC. BNY ConvergEx Group, LLC is a subsidiary of ConvergEx Holdings, LLC, an affiliate of The Bank of New York Mellon Corporation. Investment products of BNY ConvergEx Group companies are not FDIC insured; are not deposits or other obligations of The Bank of New York Mellon or any affiliate; are not guaranteed by The Bank of New York Mellon or any affiliate; and involve investment risk, including possible loss of principal.

Outside of the United States, BNY ConvergEx Execution Solutions, G-Trade Services, ConvergEx Global Markets, Westminster Research and BNY Jaywalk are divisions of BNY ConvergEx Limited in the U.K. BNY ConvergEx Limited is registered in England and Wales No 06262150, authorised and regulated by the Financial Services Authority. BNY Securities Australia Limited (ABN 45 003 231 829, authorized and regulated by the Australian Securities and Investments Commission) is an affiliate, but not part, of the BNY ConvergEx Group of companies. In Bermuda, BNY ConvergEx Group, LLC operates its subsidiary ConvergEx Global Markets Ltd., a Bermuda broker-dealer regulated by the Bermuda Monetary Authority, of which G-Trade Services is a division.

Any trademarks or service marks used by a BNY ConvergEx Group, LLC company are owned by the company using the mark unless indicated otherwise. Trademarks and service marks that include “BNY” are owned by The Bank of New York Mellon Corporation or its affiliates.

BNY ConvergEx Group companies focus on agency brokerage, commission management, independent research, transition management, trade order management and related investment technologies. These businesses do not engage in investment banking, equity underwriting, or proprietary trading. The material, data and information (collectively “ConvergEx Information”) contained on or available through BNY ConvergEx Group businesses may not be suitable for all investors, are for informational purposes only and are subject to change at any time, are not intended to provide tax, legal or investment advice, and do not constitute investment advice or a solicitation or offer to purchase or sell securities. The ConvergEx Information is believed to be reliable but none of the BNY ConvergEx businesses warrant its completeness or accuracy.